Federal Arbitration Act (FAA), Manifest disregard of the law, North America, Set aside an arbitral award

(Pepperdine University School of Law)/ /Leave a comment
Institute for Transnational Arbitration (ITA)

Even casual observers of American arbitration law will have encountered the “manifest disregard of the law” doctrine. It has been invoked for decades by litigants seeking to set aside (vacate) an award under the Federal Arbitration Act (FAA). The doctrine is just one example of why the regime affecting commercial arbitration in the United States…

Arbitration Institutions and Rules, Arbitration Proceedings, Arbitrators, Disclosure

(International Council for Commercial Arbitration)/ /Leave a comment
Freshfields Bruckhaus Deringer

When it comes time to identify an arbitrator candidate, be it in the investor-state context or in an international commercial arbitration, there are many factors to consider. One such factor, however, that has been the focus of much attention recently by arbitration institutions, practitioners and commentators alike, is arbitrator availability. It is clearly a sore…

Commercial Arbitration, Other Issues

(Wilmer Cutler Pickering Hale and Dorr LLP)/ /1 Comment
WilmerHale

A defining characteristic of international arbitration is the ability to choose the decision-makers who determine the dispute. The parties’ right to choose their arbitrator is qualified by the requirement that the arbitrator adhere to standards of independence and impartiality. Where the parties consider that the arbitrators do not meet these standards, they can bring a…

Arbitration Proceedings, forum non conveniens, Investment Arbitration, North America, South America

(Notre Dame Law School)/ /1 Comment

Yesterday a federal court in New York granted Chevron’s request for discovery of outtakes from the 2009 documentary Crude about the multi-billion dollar litigation in Ecuador. Chevron’s request was pursuant to 28 U.S.C. 1782, which authorizes a judge in the United States to order discovery of evidence to be used in proceedings before a foreign…

Arbitration Awards, Arbitration Proceedings, Arbitrators, Commercial Arbitration, Domestic Courts, Europe

(Castaldi Mourre & Partners)/ /Leave a comment

In recent years, there has been increasing concern about court orders aimed at preventing a party from initiating, continuing or participating in arbitration proceedings (see notably, IAI Series on International Arbitration, no 2, Anti-Suit Injunction in International Arbitration, E. Gaillard ed., 2005; ICCA Congress Series, No 13 International Arbitration 2006, Back to Basics?, A. J….

Arbitration Agreements, Commercial Arbitration, North America

(Cleary Gottlieb Steen & Hamilton LLP)/ /Leave a comment

On April 27, 2010, the United States Supreme Court held in Stolt-Nielsen S.A. v Animalfeeds International Corp., that under the Federal Arbitration Act, 9 U.S.C. §§ 1-16 (“FAA”), “[A] party may not be compelled . . . to submit to class arbitration unless there is a contractual basis for concluding that the party agreed to…

Arbitration Awards, Compensation for Moral Damages, Investment Arbitration

(University of Ottawa Faculty of Law, Civil Law Section)/ /Leave a comment

Until very recently, the issue of moral damages had arisen in only a handful of investor-State disputes. However in 2008 and 2009 alone, no less than five arbitration awards discussed the issue. While some tribunals dismissed moral damages claims based on lack of evidence (Pey Casado v. Chile; Biwater v. Tanzania and Europe Cement v….

Arbitration Proceedings, International Courts, Investment Arbitration

(British Institute of International and Comparative Law (BIICL))/ /Leave a comment

King Solomon might have split the baby had he not realised the identity of its parent in time. Judges and arbitrators – some 3,000 years later – might be quicker to identify a company’s real group structure, but are they any better in splitting parent from child-subsidiary? A typical corporate veil piercing case involves a…

Europe, European Law, Legal Practice, Legislation

(Herbert Smith Freehills LLP)/ /Leave a comment
Herbert Smith Freehills

Art. 207 of the Lisbon Treaty defines the new common commercial policy of the European Union, and states that it shall furthermore relate also to “foreign direct investments”. This provision has the appeal of an outright earthquake, given that the field of foreign investment, and in particular investment treaties, has always been the exclusive realm…

Arbitration Institutions and Rules, Conciliation

(Habib Al Mulla & Co.)/ /Leave a comment

It was a deliberate decision of the Abu Dhabi Commercial Conciliation and Arbitration Centre (ADCCAC) to include both the term and procedures for “conciliation” in their rules. Representatives of ADCCAC regularly comment to the effect that they see it as one function of a dispute resolution body to offer to the disputants a pre –…

Disclosure, Investment Arbitration, Transparency in investment arbitrations

(Investment Arbitration Reporter)/ /5 Comments

I spent yesterday at a Georgetown Law School conference on transparency and international arbitration. Ostensibly focused on arbitration writ large, the event tended to zero in on investor-state arbitration (and investment treaty arbitration more specifically). While various arguments were aired for and against transparency, I was struck (anew) by the extent to which the transparency…

Arbitration Institutions and Rules, Middle East, Other Issues

(Habib Al Mulla & Co.)/ /Leave a comment

The most commonly used form of construction contract in the Gulf is the FIDIC form. Although the FIDIC forms, for project procurement and consultantcy services, progressed slowly over the years, culminating in the burst of colours in the suite of contracts issued in 1999, some parts of the Middle East still use the 1987 (Red…

Costs in arbitral proceedings, Legal Practice, North America

(Notre Dame Law School)/ /3 Comments

The ABA Journal has an interesting article on the Americanization of international arbitration. There’s nothing particularly new to our readers in this article. It’s a theme that my friend and colleague Tom Stipanowich has written about extensively. I’ve written a bit about the subject as well. But the fact that the story is being told…

Arbitration Agreements, Arbitration Proceedings, Investment Arbitration

(University of Victoria Faculty of Law)/ /Leave a comment

The principle of good faith arises in investment treaty arbitrations in various contexts. Tribunals, of course, regularly refer to Article 31(1) of the Vienna Convention for the rule that treaties shall be interpreted in good faith. Tribunals have noted that states must perform their treaty obligations in good faith. References to good faith occur in…

Investment Arbitration, Other Issues

(New York Law School)/ /1 Comment
Institute for Transnational Arbitration (ITA)

In the last month, two professors mused to one of the authors that “international investment arbitration is undertheorized”. One of the professors is a serious scholar of international law. The other professor was a former clerk at The Hague and writes about international investment arbitration. Their comment got us thinking: Is international investment arbitration undertheorized?…

Legal Practice, Middle East

(Habib Al Mulla & Co.)/ /Leave a comment

Constructively, commercial arbitration is a judicially recognized and an enforced method of dispute resolution in the UAE. Via Article 203 (5) of the Civil Procedure Law (1992), if the parties have agreed to refer a dispute to arbitration, an action on that dispute cannot be brought before the courts. So let us assume for present…

Arbitration Proceedings, Commercial Arbitration, International Courts

(Norton Rose LLP)/ /Leave a comment
YIAG

Anti-suit injunctions have certainly received their fair share of air time (and some would say more) as a result of the West Tankers debate – about which this blog entry is not. Now that all eyes are on anti-suit injunctions, it is interesting to keep an eye on how the cases post West Tankers pan…

Appointment of arbitrators, Arbitration Agreements, New York Convention

(International Council for Commercial Arbitration)/ /1 Comment
Freshfields Bruckhaus Deringer

In Safety National Casualty Corp. v. Certain Underwriters at Lloyd’s, London, 587 F.3d 714 (5th Cir. 2009), the Fifth Circuit addressed the following question: does the McCarran-Ferguson Act authorize state law prohibiting arbitration agreements in insurance contracts to reverse-preempt the New York Convention or the New York Convention’s implementing legislation (the Federal Arbitration Act, or…

Domestic Courts, Europe, kompetenz-kompetenz, Other Issues

(Wilmer Cutler Pickering Hale and Dorr LLP)/ /Leave a comment
WilmerHale

In a post last year we considered the English Court of Appeal’s judgment in the case of Dallah Estate and Tourism Holding Company v The Ministry of Religious Affairs, Government of Pakistan [2009] EWCA Civ 755, where the Court of Appeal held that an order giving leave to enforce a French ICC arbitration award was rightly set aside by the High Court as it had been established, pursuant to section 103(2)(b) of the Arbitration Act 1996 (“the Act”), that as a matter of French law the respondent government was not a party to the arbitration agreement. The High Court and Court of Appeal agreed that an application under section 103(2) of the Act required a rehearing of the facts in contention (in Dallah the existence of an arbitration agreement), not just a review of the award.

Arbitration Awards, International Courts, Investment Arbitration

(US Department of State)/ /Leave a comment
American Society of International Law (ASIL)

The United States and Mexico signed the General Claims Convention of September 8, 1923 and thereby constituted the U.S.-Mexico General Claims Commission.* The Commission was asked to resolve all claims by U.S. and Mexican citizens against the other government for loss or damage to their person or property interests arising out of the period of…

Arbitration Proceedings, Middle East, National Arbitration Laws

(Habib Al Mulla & Co.)/ /1 Comment

On a first reading this might seem like a particularly narrow question. Perhaps geographically of limited utility. But to almost every international organization in the industrial, defence and major projects sectors it is, in fact, one of the burning issues confronting their participation in a market planning to spend or invest $USD450billion in 2010. In…

Arbitration Awards, Pre-arbitration Dispute Settlement Procedures, Russia

(Muranov, Chernyakov and Partners)/ /1 Comment

Dispute resolution clauses often provide for negotiations, conciliation or a similar procedure before arbitration. Both UNCITRAL Model Law on International Commercial Arbitration and the Russian law contain no provisions on the legal effect of the pre-arbitration procedure of dispute settlement. In particular, they are silent on whether its non-fulfillment precludes the arbitral tribunal’s competence. Accordingly,…

Arbitration Proceedings, Investment Arbitration, South America

(University of Victoria Faculty of Law)/ /1 Comment

In this blog I return to the theme of investor misconduct, albeit in a different context from my previous posts:  host state criminal investigations during investment treaty arbitration proceedings.  This issue has arisen in a number of recent investment treaty arbitrations, most notably in a series of cases against Turkey (Cementownia, Europe Cement and Libananco),…